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APPENDICES

APPENDIX A

AN ACCOUNT OF THE HARA-KIRI

(FROM A RARE JAPANESE MS.)

Seppuku (hara-kiri) is the mode of suicide adopted amongst Samurai when they have no alternative but to die. Some there are who thus commit suicide of their own free will; others there are who, having committed some crime which does not put them outside the pale of the privileges of the Samurai class, are ordered by their superiors to put an end to their own lives. It is needless to say that it is absolutely necessary that the principal, the witnesses, and the seconds who take part in the affair should be acquainted with all the ceremonies to be observed. A long time ago, a certain Daimio invited a number of persons, versed in the various ceremonies, to call upon him to explain the different forms to be observed by the official witnesses who inspect and verify the head, &c., and then to instruct him in the ceremonies to be observed in the act of suicide; then he showed all these rites to his son and to all his retainers. Another person has said that, as the ceremonies to be gone through by principal, witnesses, and seconds are all very important matters, men should familiarize themselves with a thing which is so terrible, in order that, should the time come for them to take part in it, they may not be taken by surprise.

The witnesses go to see and certify the suicide. For seconds, men are wanted who have distinguished themselves in the military arts. In old days, men used to bear these things in mind; but now-a-days the fashion is to be ignorant of such ceremonies, and if upon rare occasions a criminal is handed over to a Daimio's charge, that he may perform hara-kiri, it often happens, at the time of execution, that there is no one among all the prince's retainers who is competent to act as second, in which case a man has to be engaged in a hurry from some other quarter to cut off the head of the criminal, and for that day he changes his name and becomes a retainer of the prince, either of the middle or lowest class, and the affair is entrusted to him, and so the difficulty is got over: nor is this considered to be a disgrace. It is a great breach of decorum if the second, who is a most important officer, commits any mistake (such as not striking off the head at a blow) in the presence of the witnesses sent by the Government. On this account a skilful person must be employed; and, to hide the unmanliness of his own people, a prince must perform the ceremony in this imperfect manner. Every Samurai should be able to cut off a man's head: therefore, to have to employ a stranger to act as second is to incur the charge of ignorance of the arts of war, and is a bitter mortification. However, young men, trusting to their youthful ardour, are apt to be careless, and are certain to make a mistake. Some people there are who, not lacking in skill on ordinary occasions, lose their presence of mind in public, and cannot do themselves justice. It is all the more important, therefore, as the act occurs but rarely, that men who are liable to be called upon to be either principals or seconds or witnesses in the hara-kiri should constantly be examined in their skill as swordsmen, and should be familiar with all the rites, in order that when the time comes they may not lose their presence of mind.

According to one authority, capital punishment may be divided into two kinds—beheading and strangulation. The ceremony of hara-kiri was added afterwards in the case of persons belonging to the military class being condemned to death. This was first instituted in the days of the Ashikaga¹⁰² dynasty. At that time the country was in a state of utter confusion; and there were men who, although fighting, were neither guilty of high treason nor of infidelity to their feudal lords, but who by the chances of war were taken prisoners. To drag out such men as these, bound as criminals, and cut their heads off, was intolerably cruel; accordingly, men hit upon a ceremonious mode of suicide by disembowelling, in order to comfort the departed spirit. Even at present, where it becomes necessary to put to death a man who has been guilty of some act not unworthy of a Samurai, at the time of the execution witnesses are sent to the house; and the criminal, having bathed and put on new clothes, in obedience to the commands of his superiors, puts an end to himself, but does not on that account forfeit his rank as a Samurai. This is a law for which, in all truth, men should be grateful.

ON THE PREPARATION OF THE PLACE OF EXECUTION

In old days the ceremony of hara-kiri used to be performed in a temple. In the third year of the period called Kan-yei (A.D. 1626), a certain person, having been guilty of treason, was ordered to disembowel himself, on the fourteenth day of the first month, in the temple of Kichijôji, at Komagomé, in Yedo. Eighteen years later, the retainer of a certain Daimio, having had a dispute with a sailor belonging to an Osaka coasting-ship, killed the sailor; and, an investigation having been made into the matter by the Governor of Osaka, the retainer was ordered to perform hara-kiri, on the twentieth day of the sixth month, in the temple called Sokusanji, in Osaka. During the period Shôhô (middle of seventeenth century), a certain man, having been guilty of heinous misconduct, performed hara-kiri in the temple called Shimpukuji, in the Kôji-street of Yedo. On the fourth day of the fifth month of the second year of the period Meiréki (A.D. 1656), a certain man, for having avenged the death of his cousin's husband at a place called Shimidzudani, in the Kôji-street, disembowelled himself in the temple called Honseiji. On the twenty-sixth day of the sixth month of the eighth year of the period Yempô (A.D. 1680), at the funeral ceremonies in honour of the anniversary of the death of Genyuin Sama, a former Shogun, Naitô Idzumi no Kami, having a cause of hatred against Nagai Shinano no Kami, killed him at one blow with a short sword, in the main hall of the temple called Zôjôji (the burial-place of the Shoguns in Yedo). Idzumi no Kami was arrested by the officers present, and on the following day performed hara-kiri at Kiridôshi, in the temple called Seiriuji.

In modern times the ceremony has taken place at night, either in the palace or in the garden of a Daimio, to whom the condemned man has been given in charge. Whether it takes place in the palace or in the garden depends upon the rank of the individual. Daimios and Hatamotos, as a matter of course, and the higher retainers of the Shogun, disembowel themselves in the palace: retainers of lower rank should do so in the garden. In the case of vassals of feudatories, according to the rank of their families, those who, being above the grade of captains, carry the bâton,¹⁰³ should perform hara-kiri in the palace; all others in the garden. If, when the time comes, the persons engaged in the ceremony are in any doubt as to the proper rules to be followed, they should inquire of competent persons, and settle the question. At the beginning of the eighteenth century, during the period Genroku, when Asano Takumi no Kami¹⁰⁴ disembowelled himself in the palace of a Daimio called Tamura, as the whole thing was sudden and unexpected, the garden was covered with matting, and on the top of this thick mats were laid and a carpet, and the affair was concluded so; but there are people who say that it was wrong to treat a Daimio thus, as if he had been an ordinary Samurai. But it is said that in old times it was the custom that the ceremony should take place upon a leather carpet spread in the garden; and further, that the proper place is inside a picket fence tied together in the garden: so it is wrong for persons who are only acquainted with one form of the ceremony to accuse Tamura of having acted improperly. If, however, the object was to save the house from the pollution of blood, then the accusation of ill-will may well be brought; for the preparation of the place is of great importance.

Formerly it was the custom that, for personages of importance, the enclosure within the picket fence should be of thirty-six feet square. An entrance was made to the south, and another to the north: the door to the south was called Shugiyômon ("the door of the practice of virtue"); that to the north was called Umbanmon ("the door of the warm basin"¹⁰⁵). Two mats, with white binding, were arranged in the shape of a hammer, the one at right angles to the other; six feet of white silk, four feet broad, were stretched on the mat, which was placed lengthwise; at the four corners were erected four posts for curtains. In front of the two mats was erected a portal, eight feet high by six feet broad, in the shape of the portals in front of temples, made of a fine sort of bamboo wrapped in white¹⁰⁶ silk. White curtains, four feet broad, were hung at the four corners, and four flags, six feet long, on which should be inscribed four quotations from the sacred books. These flags, it is said, were immediately after the ceremony carried away to the grave. At night two lights were placed, one upon either side of the two mats. The candles were placed in saucers upon stands of bamboo, four feet high, wrapped in white silk. The person who was to disembowel himself, entering the picket fence by the north entrance, took his place upon the white silk upon the mat facing the north. Some there were, however, who said that he should sit facing the west: in that case the whole place must be prepared accordingly. The seconds enter the enclosure by the south entrance, at the same time as the principal enters by the north, and take their places on the mat that is placed crosswise.

Nowadays, when the hara-kiri is performed inside the palace, a temporary place is made on purpose, either in the garden or in some unoccupied spot; but if the criminal is to die on the day on which he is given in charge, or on the next day, the ceremony, having to take place so quickly, is performed in the reception-room. Still, even if there is a lapse of time between the period of giving the prisoner in charge and the execution, it is better that the ceremony should take place in a decent room in the house than in a place made on purpose. If it is heard that, for fear of dirtying his house, a man has made a place expressly, he will be blamed for it. It surely can be no disgrace to the house of a soldier that he was ordered to perform the last offices towards a Samurai who died by hara-kiri. To slay his enemy against whom he has cause of hatred, and then to kill himself, is the part of a noble Samurai; and it is sheer nonsense to look upon the place where he has disembowelled himself as polluted. In the beginning of the eighteenth century, seventeen of the retainers of Asano Takumi no Kami performed hara-kiri in the garden of a palace at Shirokané, in Yedo. When it was over, the people of the palace called upon the priests of a sect named Shugenja to come and purify the place; but when the lord of the palace heard this, he ordered the place to be left as it was; for what need was there to purify a place where faithful Samurai had died by their own hand? But in other palaces to which the remainder of the retainers of Takumi no Kami were entrusted, it is said that the places of execution were purified. But the people of that day praised Kumamoto Ko (the Prince of Higo), to whom the palace at Shirokané belonged. It is a currish thing to look upon death in battle or by hara-kiri as a pollution: this is a thing to bear in mind. In modern times the place of hara-kiri is eighteen feet square in all cases; in the centre is a place to sit upon, and the condemned man is made to sit facing the witnesses; at other times he is placed with his side to the witnesses: this is according to the nature of the spot. In some cases the seconds turn their backs to the witnesses. It is open to question, however, whether this is not a breach of etiquette. The witnesses should be consulted upon these arrangements. If the witnesses have no objection, the condemned man should be placed directly opposite to them. The place where the witnesses are seated should be removed more than twelve or eighteen feet from the condemned man. The place from which the sentence is read should also be close by. The writer has been furnished with a plan of the hara-kiri as it is performed at present. Although the ceremony is gone through in other ways also, still it is more convenient to follow the manner indicated.

If the execution takes place in a room, a kerchief of five breadths of white cotton cloth or a quilt should be laid down, and it is also said that two mats should be prepared; however, as there are already mats in the room, there is no need for special mats: two red rugs should be spread over all, sewed together, one on the top of the other; for if the white cotton cloth be used alone, the blood will soak through on to the mats; therefore it is right the rugs should be spread. On the twenty-third day of the eighth month of the fourth year of the period Yenkiyô (A.D. 1740), at the hara-kiri of a certain person there were laid down a white cloth, eight feet square, and on that a quilt of light green cotton, six feet square, and on that a cloth of white hemp, six feet square, and on that two rugs. On the third day of the ninth month of the ninth year of the period Tempô (A.D. 1838), at the hara-kiri of a certain person it is said that there were spread a large double cloth of white cotton, and on that two rugs. But, of these two occasions, the first must be commended for its careful preparation. If the execution be at night, candlesticks of white wood should be placed at each of the four corners, lest the seconds be hindered in their work. In the place where the witnesses are to sit, ordinary candlesticks should be placed, according to etiquette; but an excessive illumination is not decorous. Two screens covered with white paper should be set up, behind the shadow of which are concealed the dirk upon a tray, a bucket to hold the head after it has been cut off, an incense-burner, a pail of water, and a basin. The above rules apply equally to the ceremonies observed when the hara-kiri takes place in a garden. In the latter case the place is hung round with a white curtain, which need not be new for the occasion. Two mats, a white cloth, and a rug are spread. If the execution is at night, lanterns of white paper are placed on bamboo poles at the four corners. The sentence having been read inside the house, the persons engaged in the ceremony proceed to the place of execution; but, according to circumstances, the sentence may be read at the place itself. In the case of Asano Takumi no Kami, the sentence was read out in the house, and he afterwards performed hara-kiri in the garden. On the third day of the fourth month of the fourth year of the period Tenmei (A.D. 1784), a Hatamoto named Sano, having received his sentence in the supreme court-house, disembowelled himself in the garden in front of the prison. When the ceremony takes place in the garden, matting must be spread all the way to the place, so that sandals need not be worn. The reason for this is that some men in that position suffer from a rush of blood to the head, from nervousness, so their sandals might slip off their feet without their being aware of their loss; and as this would have a very bad appearance, it is better to spread matting. Care must be taken lest, in spreading the matting, a place be left where two mats join, against which the foot might trip. The white screens and other things are prepared as has been directed above. If any curtailment is made, it must be done as well as circumstances will permit. According to the crime of which a man who is handed over to any Daimio's charge is guilty, it is known whether he will have to perform hara-kiri; and the preparations should be made accordingly. Asano Takumi no Kami was taken to the palace of Tamura Sama at the hour of the monkey (between three and five in the afternoon), took off his dress of ceremony, partook of a bowl of soup and five dishes, and drank two cups of warm water, and at the hour of the cock (between five and seven in the evening) disembowelled himself. A case of this kind requires much attention; for great care should be taken that the preparations be carried on without the knowledge of the principal. If a temporary room has been built expressly for the occasion, to avoid pollution to the house, it should be kept a secret. It once happened that a criminal was received in charge at the palace of a certain nobleman, and when his people were about to erect a temporary building for the ceremony, they wrote to consult some of the parties concerned; the letter ran as follows—

"The house in which we live is very small and inconvenient in all respects. We have ordered the guard to treat our prisoner with all respect; but our retainers who are placed on guard are much inconvenienced for want of space; besides, in the event of fire breaking out or any extraordinary event taking place, the place is so small that it would be difficult to get out. We are thinking, therefore, of adding an apartment to the original building, so that the guard may be able at all times to go in and out freely, and that if, in case of fire or otherwise, we should have to leave the house, we may do so easily. We beg to consult you upon this point."

When a Samurai has to perform hara-kiri by the command of his own feudal lord, the ceremony should take place in one of the lesser palaces of the clan. Once upon a time, a certain prince of the Inouyé clan, having a just cause of offence against his steward, who was called Ishikawa Tôzayémon, and wishing to punish him, caused him to be killed in his principal palace at Kandabashi, in Yedo. When this matter was reported to the Shogun, having been convicted of disrespect of the privileges of the city, he was ordered to remove to his lesser palace at Asakusa. Now, although the hara-kiri cannot be called properly an execution, still, as it only differs from an ordinary execution in that by it the honour of the Samurai is not affected, it is only a question of degree; it is a matter of ceremonial. If the principal palace¹⁰⁷ is a long distance from the Shogun's castle, then the hara-kiri may take place there; but there can be no objection whatever to its taking place in a minor palace. Nowadays, when a man is condemned to hara-kiri by a Daimio, the ceremony usually takes place in one of the lesser palaces; the place commonly selected is an open space near the horse-exercising ground, and the preparations which I have described above are often shortened according to circumstances.

When a retainer is suddenly ordered to perform hara-kiri during a journey, a temple or shrine should be hired for the occasion. On these hurried occasions, coarse mats, faced with finer matting or common mats, may be used. If the criminal is of rank to have an armour-bearer, a carpet of skin should be spread, should one be easily procurable. The straps of the skin (which are at the head) should, according to old custom, be to the front, so that the fur may point backwards. In old days, when the ceremony took place in a garden, a carpet of skin was spread. To hire a temple for the purpose of causing a man to perform hara-kiri was of frequent occurrence: it is doubtful whether it may be done at the present time. This sort of question should be referred beforehand to some competent person, that the course to be adopted may be clearly understood.

In the period Kambun (A.D. 1661-1673) a Prince Sakai, travelling through the Bishiu territory, hired a temple or shrine for one of his retainers to disembowel himself in; and so the affair was concluded.

ON THE CEREMONIES OBSERVED AT THE HARA-KIRI OF A PERSON GIVEN IN CHARGE TO A DAIMIO

When a man has been ordered by the Government to disembowel himself, the public censors, who have been appointed to act as witnesses, write to the prince who has the criminal in charge, to inform them that they will go to his palace on public business. This message is written directly to the chief, and is sent by an assistant censor; and a suitable answer is returned to it. Before the ceremony, the witnesses send an assistant censor to see the place, and look at a plan of the house, and to take a list of the names of the persons who are to be present; he also has an interview with the kaishaku, or seconds, and examines them upon the way of performing the ceremonies. When all the preparations have been made, he goes to fetch the censors; and they all proceed together to the place of execution, dressed in their hempen-cloth dress of ceremony. The retainers of the palace are collected to do obeisance in the entrance-yard; and the lord, to whom the criminal has been entrusted, goes as far as the front porch to meet the censors, and conducts them to the front reception-room. The chief censor then announces to the lord of the palace that he has come to read out the sentence of such an one who has been condemned to perform hara-kiri, and that the second censor has come to witness the execution of the sentence. The lord of the palace then inquires whether he is expected to attend the execution in person, and, if any of the relations or family of the criminal should beg to receive his remains, whether their request should be complied with; after this he announces that he will order everything to be made ready, and leaves the room. Tea, a fire-box for smoking, and sweetmeats are set before the censors; but they decline to accept any hospitality until their business shall have been concluded. The minor officials follow the same rule. If the censors express a wish to see the place of execution, the retainers of the palace show the way, and their lord accompanies them; in this, however, he may be replaced by one of his karô or councillors. They then return, and take their seats in the reception-room. After this, when all the preparations have been made, the master of the house leads the censors to the place where the sentence is to be read; and it is etiquette that they should wear both sword and dirk.¹⁰⁸ The lord of the palace takes his place on one side; the inferior censors sit on either side in a lower place. The councillors and other officers of the palace also take their places. One of the councillors present, addressing the censors without moving from his place, asks whether he shall bring forth the prisoner.

Previously to this, the retainers of the palace, going to the room where the prisoner is confined, inform him that, as the censors have arrived, he should change his dress, and the attendants bring out a change of clothes upon a large tray: it is when he has finished his toilet that the witnesses go forth and take their places in the appointed order, and the principal is then introduced. He is preceded by one man, who should be of the rank of Mono-gashira (retainer of the fourth rank), who wears a dirk, but no sword. Six men act as attendants; they should be of the fifth or sixth rank; they walk on either side of the principal. They are followed by one man who should be of the rank of Yônin (councillor of the second class). When they reach the place, the leading man draws on one side and sits down, and the six attendants sit down on either side of the principal. The officer who follows him sits down behind him, and the chief censor reads the sentence.

When the reading of the sentence is finished, the principal leaves the room and again changes his clothes, and the chief censor immediately leaves the palace; but the lord of the palace does not conduct him to the door. The second censor returns to the reception-room until the principal has changed his clothes. When the principal has taken his seat at the place of execution, the councillors of the palace announce to the second censor that all is ready; he then proceeds to the place, wearing his sword and dirk. The lord of the palace, also wearing his sword and dirk, takes his seat on one side. The inferior censors and councillors sit in front of the censor: they wear the dirk only. The assistant second brings a dirk upon a tray, and, having placed it in front of the principal, withdraws on one side: when the principal leans his head forward, his chief second strikes off his head, which is immediately shown to the censor, who identifies it, and tells the master of the palace that he is satisfied, and thanks him for all his trouble. The corpse, as it lies, is hidden by a white screen which is set up around it, and incense is brought out. The witnesses leave the place. The lord of the palace accompanies them as far as the porch, and the retainers prostrate themselves in the yard as before. The retainers who should be present at the place of execution are one or two councillors (Karô), two or three second councillors (Yônin), two or three Mono-gashira, one chief of the palace (Rusui), six attendants, one chief second, two assistant seconds, one man to carry incense, who need not be a person of rank—any Samurai will do. They attend to the setting up of the white screen.

The duty of burying the corpse and of setting the place in order again devolves upon four men; these are selected from Samurai of the middle or lower class; during the performance of their duties, they hitch up their trousers and wear neither sword nor dirk. Their names are previously sent in to the censor, who acts as witness; and to the junior censors, should they desire it. Before the arrival of the chief censor, the requisite utensils for extinguishing a fire are prepared, firemen are engaged,¹⁰⁹ and officers constantly go the rounds to watch against fire. From the time when the chief censor comes into the house until he leaves it, no one is allowed to enter the premises. The servants on guard at the entrance porch should wear their hempen dresses of ceremony. Everything in the palace should be conducted with decorum, and the strictest attention paid in all things.

When any one is condemned to hara-kiri, it would be well that people should go to the palace of the Prince of Higo, and learn what transpired at the execution of the Rônins of Asano Takumi no Kami. A curtain was hung round the garden in front of the reception-room; three mats were laid down, and upon these was placed a white cloth. The condemned men were kept in the reception-room, and summoned, one by one; two men, one on each side, accompanied them; the second, followed behind; and they proceeded together to the place of execution. When the execution was concluded in each case, the corpse was hidden from the sight of the chief witness by a white screen, folded up in white cloth, placed on a mat, and carried off to the rear by two foot-soldiers; it was then placed in a coffin. The blood-stained ground was sprinkled with sand, and swept clean; fresh mats were laid down, and the place prepared anew; after which the next man was summoned to come forth.

ON CERTAIN THINGS TO BE BORNE IN MIND BY THE WITNESSES

When a clansman is ordered by his feudal lord to perform hara-kiri, the sentence must be read out by the censor of the clan, who also acts as witness. He should take his place in front of the criminal, at a distance of twelve feet; according to some books, the distance should be eighteen feet, and he should sit obliquely, not facing the criminal; he should lay his sword down by his side, but, if he pleases, he may wear it in his girdle; he must read out the sentence distinctly. If the sentence be a long document, to begin reading in a very loud voice and afterwards drop into a whisper has an appearance of faint-heartedness; but to read it throughout in a low voice is worse still: it should be delivered clearly from beginning to end. It is the duty of the chief witness to set an example of fortitude to the other persons who are to take part in the execution. When the second has finished his work, he carries the head to the chief witness, who, after inspecting it, must declare that he has identified it; he then should take his sword, and leave his place. It is sufficient, however, that the head should be struck off without being carried to the chief witness; in that case, the second receives his instructions beforehand. On rising, the chief witness should step out with his left foot and turn to the left. If the ceremony takes place out of doors, the chief witness, wearing his sword and dirk, should sit upon a box; he must wear his hempen dress of ceremony; he may hitch his trousers up slightly; according to his rank, he may wear his full dress—that is, wings over his full dress. It is the part of the chief witness to instruct the seconds and others in the duties which they have to perform, and also to preconcert measures in the event of any mishap occurring.

If whilst the various persons to be engaged in the ceremony are rubbing up their military lore, and preparing themselves for the event, any other person should come in, they should immediately turn the conversation. Persons of the rank of Samurai should be familiar with all the details of the hara-kiri; and to be seen discussing what should be done in case anything went wrong, and so forth, would have an appearance of ignorance. If, however, an intimate friend should go to the place, rather than have any painful concealment, he may be consulted upon the whole affair.

When the sentence has been read, it is probable that the condemned man will have some last words to say to the chief witness. It must depend on the nature of what he has to say whether it will be received or not. If he speaks in a confused or bewildered manner, no attention is paid to it: his second should lead him away, of his own accord or at a sign from the chief witness.

If the condemned man be a person who has been given in charge to a prince by the Government, the prince after the reading of the sentence should send his retainers to the prisoner with a message to say that the decrees of the Government are not to be eluded, but that if he has any last wishes to express, they are ordered by their lord to receive them. If the prisoner is a man of high rank, the lord of the palace should go in person to hear his last wishes.